Company Overview About TD Bank, America’s Most Convenient Bank®
TD Bank, America’s Most Convenient Bank, is one of the 10 largest banks in the U.S., providing more than 8 million customers with a full range of retail, small business and commercial banking products and services at approximately 1,300 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Bank and its subsidiaries offer customized private banking and wealth management services through TD Wealth®, and vehicle financing and dealer commercial services through TD Auto Finance. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit www.tdbank.com. Find TD Bank on Facebook at www.facebook.com/TDBank and on Twitter at www.twitter.com/TDBank_US.
TD Bank, America’s Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol “TD”. To learn more, visit www.td.com.
Job Description The Senior Audit Manager is accountable for providing specialized in-depth audit expertise and responsible for contributing to the planning, risk
assessment and execution of audits and related processes enterprise and/or division wide.
Requirements Provide people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and
compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
May support audits for a particular business, function or project as a subject matter expertise
Highly specialized expert with in-depth knowledge to manage audits for multiple, significant complex businesses, functional areas
and/or global business lines
Direct, oversee, plan and execute efficient and effective audits to ensure appropriate coverage for areas of expertise
May lead and execute audits and have overall responsibility for the completion of the audit
Evaluate internal and external risks for assigned business lines
Communicate recommendations and process improvements to management in area(s) of expertise
Monitor business line projects
May contribute to, and/or review, area(s) of expertise in the final audit report following CAE review and approval
Provide meaningful recommendations to audit procedures and programs
Completes Post Audit Feedback Form for self
Communicate status and escalate issues
Clear review notes following each review
Participate in post-audit critique meeting
Participate in completion of the quarterly Control Dashboard process
Review reports from QA team, peer reviews and Regulator feedback and make necessary enhancements, as required
Contribute to completion of the annual RAP and Annual Audit Plan for assigned area(s)
Key member in Centers of Excellence
Participate in continuous monitoring/call program
May participates on or leads various projects/ division initiatives as needed
Demonstrate TD leadership Core Values
Recognize team members’ contributions
Strong presentation skills when delivering training and presentation at the division level, industry conferences, workshops, etc.
Must be eligible for employment under regulatory standards applicable to the position.
Qualifications 4 Year Degree required; Advanced degree preferred
PC skills (MS Office Suite)
8+ years related experience required
Excellent oral and written communication skills
Advanced level of critical thinking, risk based decision making, problem solving and conflict resolution skills
Travel 35% or more
Work well independently and with others
Complete tasks timely and accurately
Escalate issues and delays quickly
Effectively manage competing priorities for self
Advanced awareness of laws and regulations governing the banking industry that impact assigned area
Advanced functional audit knowledge and skills
Relevant certification required
Knowledge in subject matter areas
Proficient conflict resolution skills
Adapt, promote and champion change
Assume ownership and promote accountability
Thrive on fast-paced and challenging environment
Banking experience preferred
Advanced skills in building and maintaining relationships within, and external, to audit
Strong ability to develop
relationships with the business while conducting audits
Consult assigned lines of business (trusted advisor)
May manage a team of professional resources indirectly and actively, train and coach audit staff
Proficient influencing skills
At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach her/his potential.
If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at USWAPTDO@td.com . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.
EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Location/Region: Lewiston, ME (US)